Broker Dealers

Unlock Your Firm's Full Potential.
If you are tired of having your investment offerings and surveillance defined by inadequate technology, then you've come to the right place.

Vestmark provides Broker-Dealers who oversee diverse advisor populations the most comprehensive technology platform for integrating portfolio management, trading, and back office functions combined with state of the art compliance monitoring tools.

Our simple to implement, easy to use platform, offers advisors the ability to manage multiple products across the client relationship and trade multiple accounts across their entire book of business, dramatically improving trading and operational efficiency.

This is not a platform that limits your ability to serve clients. It’s a platform that ...

...	empowers
...	creates scale
...	drives revenue
...	reduces compliance risk
...	and lets you unlock the full potential of your firm.

Advanced Capabilities to Help You Serve Your Clients
Vestmark's platform boasts flexibility, scalability and surveillance capability that is unmatched in the industry:

Multiple Programs: Vestmark enables advisors to run SMA, UMA, UMH, mutual fund advisory, and Rep as Manager programs all on a single platform permitting simplified account opening, reporting and rebalancing.
Efficient and Flexible Trading: Vestmark provides a range of trading tools to allow your advisors or the home office to effortlessly implement investment ideas across all accounts with just a few mouse clicks. Yet, our block trading tools are inclusive and intelligent, alerting you to exceptions, client level tax considerations and customized requests. Further our platform supports modeling, rebalancing and rebalancing to a model.
Powerfully Scalable: Our platform provides the home office with unprecedented scalability that reduces staffing needs and costly errors. The Vestmark platform automates previously labor intensive tasks of reconciliation, reporting, and rebalancing enabling small teams manage exponentially more accounts than on traditional systems.
Tax Efficiency: Vestmark allows you to trade tax aware by automatically selecting the best tax to sell from across the account. Vestmark supports account-wide tax harvesting with automatic wash sale handling and buy back alerts. Vestmark's trade minimization includes automatic netting of buys and sells across manager sleeves and tolerance based rebalancing. Vestmark's platform is the only current solution with the ability to track to the individual lot level. Not only does this provide advisors with the opportunity to optimize for tax, it provides a solution that is compliant with cost basis tracking requirements for 2011.
Performance Reporting: Through an efficient, fully integrated workstation, Vestmark provides advisors with the most comprehensive reporting tools available, providing the ability to track performance daily across an entire client relationship, advisor accounts or the entire platform.
State of the Art Compliance Tools: Vestmark's surveillance tools simplify the challenge for home office oversight of advisors' activities and provide the highest level of control currently possible in the industry. Exception based rules identify issues before trades are even made and alert managers, enabling you to avoid costly errors while eliminating the manual search process that drains resources.

Engineered for Easy Adoption
Vestmark was engineered with an intuitive interface for easy adoption so your reps can remain productive during transition. Training times of just 2-3 days are typical for first time users and making the transition to our platform is just as easy. Launch with custodial connectivity to all major custodians including Pershing, National Financial, or First Clearing in a fraction of the time for legacy systems or we can link to any custodian to suit your needs quickly and efficiently.

CFO's Love Us Too
From a cost perspective, Vestmark offers the best value available for broker-dealers. Compared to other providers, the Vestmark platform delivers equal or superior capability for trading, reconciliation, account maintenance, and custodial and trading connectivity at a lower total cost of ownership.

In addition, the efficiency of our platform delivers a 30-50% operational gain, often doubling the number of accounts and tasks current staff levels can execute. And with our state of the art compliance and performance reporting functionality, you'll save time and money with fewer errors and more accurate data while enjoying better control over your reps.