Broker Dealers
VestmarkONE provides Broker-Dealers a comprehensive technology platform for integrating portfolio management, trading, performance measurement, and
back office functions combined with state of the art compliance monitoring tools.
Our platform offers advisors the ability to manage multiple products across the entire client relationship and trade multiple accounts across their
entire book of business, dramatically improving trading and operational efficiency. This is provided while providing the controls and oversight
required for the home office to manage diverse advisor populations.
This is not a platform that limits your ability to serve clients. It's a platform that ...
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empowers |
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creates scale |
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drives revenue |
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reduces compliance risk |
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and lets you unlock the full potential of your firm. |
VestmarkONE boasts flexibility, scalability and surveillance capability that is unmatched in the industry:
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VestmarkONE is a comprehensive unified wealth management platform. The entire
breadth of the client relationship can be managed including discretionary and non-discretionary accounts, brokerage accounts, retirement
accounts, trust accounts, and accounts held away. For these client relationships, a full range of advisory solutions is supported including
unified managed accounts (UMAs), unified managed households (UMHs), mutual fund and ETF advisory, advisor as portfolio manager, rep as advisor,
and separately managed accounts – all on one platform.
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VestmarkONE enables advisors to run SMA, UMA, UMH, mutual fund wraps, 529 plan, and Advisor
as Manager programs all on a single platform permitting simplified account opening, reporting and rebalancing.
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VestmarkONE provides a range of trading tools to allow your advisors or the
home office to effortlessly implement investment ideas across all accounts with just a few mouse clicks. Yet, our block trading tools are inclusive
and intelligent, alerting you to exceptions, client level tax considerations and customized requests. Further our platform supports modeling,
rebalancing and rebalancing to a model.
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Our platform provides the home office with unprecedented scalability that reduces staffing
needs and costly errors. The Vestmark platform automates previously labor intensive tasks of reconciliation, reporting, and rebalancing enabling
small teams manage exponentially more accounts than on traditional systems.
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VestmarkONE allows you to trade tax aware by automatically selecting the best tax to sell from
across the account. VestmarkONE supports account-wide tax harvesting with automatic wash sale handling and buy back alerts. VestmarkONE's trade
minimization includes automatic netting of buys and sells across manager sleeves and tolerance based rebalancing. VestmarkONE is the only current
solution with the ability to track to the individual lot level. Not only does this provide advisors with the opportunity to optimize for tax, it
provides a solution that is compliant with cost basis tracking requirements.
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Through an efficient, fully integrated workstation, VestmarkONE provides advisors with the
most comprehensive reporting tools available, providing the ability to track performance daily across an entire client relationship, advisor accounts
or the entire platform.
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VestmarkONE's surveillance tools simplify the challenge for home office oversight
of advisors' activities and provide the highest level of control currently possible in the industry. Exception based rules identify issues before trades
are even made and alert managers, enabling you to avoid costly errors while eliminating the manual search process that drains resources.
VestmarkONE was engineered with an intuitive interface for easy adoption so your advisors can remain productive during transition. Training times of just 2-3
days are typical for first time users and making the transition to our platform is just as easy. Launch with custodial connectivity to all major custodians
including National Financial (Fidelity), Pershing, TD Ameritrade, or First Clearing in a fraction of the time for legacy systems or we can link to any custodian
to suit your needs quickly and efficiently. If you are self-clearing, Vestmark also has connectivity to the major brokerage platforms including BETA and Broadridge.
From a cost perspective, VestmarkONE offers the best value available for broker-dealers. Compared to other providers, VestmarkONE delivers equal or superior
capability for trading, reconciliation, account maintenance, and custodial and trading connectivity at a lower total cost of ownership.
In addition, the efficiency of our platform delivers a 30-50% operational gain, often doubling the number of accounts and tasks current staff levels can
execute. And with our state of the art compliance and performance reporting functionality, you'll save time and money with fewer errors and more accurate data
while enjoying better control over your advisors.
