The CONTROL to comply with confidence.
Vestmark Solutions provide degrees of control, audit trails, history, and approval workflows to ensure compliance needs
are met for stakeholders in legal, compliance, and outside regulatory bodies.
Compliance Highlights
- Trading
- SEC compliant trade record keeping
- Embedded, audited trade rotation policy
- Full versioning of client accounts, asset allocation targets, security targets, trading, compliance restriction overrides,
- Secure, SAS 70 Type II certified data center
- "Pre-decision" , pre-trade and post-trade compliance checks
- Customizable account approval and review procedures
- Constant suitability assessment
- Fine-grain security and user access control
