Investment Managers

Grow Your Business, Not Your Risk.
We want to congratulate you. For years, you have used an archaic system to run your private client and 3rd party distributed separate account book, and only through daily vigilance, complex processes, untold man hours, and sheer force of will have you succeeded.

Imagine what you and your team could do with a platform where you:

...	significantly improve trading accuracy, timeliness and efficiency
...	avoid compliance issues pre-trade with automated, exception based rules that alert managers
...	avoid commingling of data with client dedicated environments
...	dramatically reduce your operational costs
...	consolidate institutional, private client, and 3rd party distributed separate account management

Right. You'd be unstoppable. And the best part is you can have all this and more today on the Vestmark platform.

Eliminate Regulatory & Operational Time Bombs
With legacy systems, it's a not question of if a trade or data error will occur, it's a question of when. But with state of the art surveillance and pre-trade compliance tools built into the Vestmark platform, you are instantly compliant with today's standards, avoid costly errors, operate more efficiently, and you already have a configurable solution for many new standards expected in the coming years.

The Vestmark platform makes you compliant today with TARP, GIPS, and GLB standards – even those not required yet! Vestmark achieves this with innovative solutions such as:

Manage by Exception: Graphical "Heatmaps" and Account Alerts highlight accounts needing attention, saving time from running, printing and reviewing stacks of reports.
Command and Control: Oversight and transparency ensures your operation is doing the right thing... with the audit trail to prove it.
Client Dedicated Environments: Maintain data in isolated environments that eliminate the commingling of data.
SEC Complaint Trade Record Keeping: Complete audit trail of trading information including time stamps.

Significantly Improve Trading Accuracy, Timeliness, and Efficiency
Vestmark's integrated account monitoring, trade generation and trade order management capabilities streamline the trading process. Vestmark allows traders to manage by exception based on configurable rules, ensuring no accounts slip through the cracks.

Automate Labor Intensive Tax Harvest Process: Streamlined tax harvesting process with automatic wash sale avoidance and automated buy back alerts.
Avoid Trade Errors: Integrated Reconciliation and Workflow prevents trading on accounts that are unreconciled or in an untradeable state, avoiding potentially costly trade errors. Transaction and tax lot reconciliation ensures that tax-aware trading decisions are consistent with tax lot information in the system of record.
Automate Restriction Handling: Efficiently trade restricted accounts along with unrestricted accounts using VMAP's automatically generated restriction adjusted models, customized for accounts affected by restrictions.

Dramatically Reduce Your Operational Costs
Vestmark's platform offers managers an undeniable Return On Investment, or as we think of it, Return On Investment Technology.

Vestmark's platform has been proven to increase the number of accounts managed per FTE by 300% over legacy solutions and enables significant reduction of operational cost that allows you to grow your business without adding to your headcount.

Automate Manual Processes: Integrated Business Process Management and Account Lifecycles streamline your operational flow between functional groups.
Easy to Learn and Use: Powerful yet intuitive web-based user interface is easy to learn so new users can get up to speed quickly in days rather than weeks or months.
Complete Reconciliation in a Fraction of the Time: No more printing reports! Vestmark's rules-based reconciliation greatly improves the productivity of your reconciliation team. And unlike legacy systems that require piles of reports to support your reconciliation process, Vestmark's Reconciliation Console enables you to review, research, and correct breaks individually and in bulk efficiently through a web-based console.
Automatically Post, Reconcile and Correct Tax Lot Information and Transactions: Set rules that define which transactions are automatically posted and which breaks are automatically corrected.
Consolidate investment management platforms: the Vestmark platform has the functionality to support institutional investment management, and the scale and connectivity to support private client and 3rd party distributed separately managed accounts (SMAs).