Registered Investment Advisors

Unlock Your Firm's Full Potential.
If you are tired of having your investment offerings constrained by inadequate technology, then you've come to the right place.

Vestmark provides RIAs the most comprehensive technology platform for integrating portfolio management, trading, and back office functions across multiple custodians.

Our simple to implement, easy to use platform, offers RIAs the ability to manage multiple products across the client relationship and trade multiple accounts across an entire book of business, dramatically improving trading and operational efficiency.

This is not a platform that limits your ability to serve clients. It's a platform that ...

...	empowers
...	creates scale
...	drives revenue
...	reduces compliance risk
...	and lets you innovate and unlock the full potential of your firm.

Advanced Capabilities to Help You Serve Your Clients
Vestmark's platform boasts flexibility and capability that is unmatched in the industry with features such as:

Customizable Investment Solutions: Whether you want to manage your own portfolios or leverage third party asset allocation and/or investment management expertise, the Vestmark platform allows you to manage client portfolios in the best way you see fit. We can support discretionary or non-discretionary accounts across any security type including stocks, fixed income, mutual funds, ETFs, and outsourced money management all on a single platform.
Multi-Custodian: Efficiently manage client relationships regardless of where the assets are held in custody. Vestmark enables you to quickly reconcile accounts, develop custom reports, and trade client holdings across multiple custodians all in a fraction of the time of traditional systems.
Efficient and Flexible Trading: Vestmark provides a range of trading tools to allow you to effortlessly implement your investment ideas across all your accounts with just a few mouse clicks. Yet, our block trading tools are inclusive and intelligent, alerting you to exceptions, client level tax considerations and customized requests. Further, our platform supports modeling, rebalancing and rebalancing to a model.
Tax Efficiency: Vestmark allows you to trade tax aware by automatically selecting the best tax to sell from across the account. Vestmark supports account-wide tax harvesting with automatic wash sale handling and buy back alerts. Vestmark's trade minimization includes automatic netting of buys and sells across manager sleeves and tolerance based rebalancing. Vestmark's platform is the only current solution with the ability to track to the individual lot level. Not only does this provide RIAs with the opportunity to optimize for tax, it provides a solution that is compliant with cost basis tracking requirements for 2011.
Performance Reporting: Through an efficient, fully integrated workstation, Vestmark enables RIAs to track performance daily across an entire client relationship including non-discretionary accounts and assets across different custodians.
State of the Art Compliance Tools: Vestmark's exception based rules identify issues before trades are even made and alert managers, enabling you to avoid costly errors while eliminating the manual search process that drains resources.

Engineered for Easy Adoption
Vestmark was engineered with an intuitive interface for easy adoption. Training times of just 2-3 days are typical for first time users and making the transition to our platform is just as easy. Launch with custodial connectivity to all the major custodians including Pershing, Schwab, Fidelity or TD in a fraction of the time for legacy systems or we can link to any custodian to suit your needs quickly and efficiently.

Engineered to Keep Assets Safe & Secure
Vestmark was engineered to be the safest, most secure platform possible, alleviating your need to worry about maintaining servers and infrastructure. The platform, which can be accessed over a secure web connection from any location, is hosted in two physically distinct data centers and is SAS70 Type II Audited, TruSecure Certified and boasts numerous redundancies ensuring client data is protected and privacy is maintained.

Or put another way, our system is so secure that it has quietly been in use at several of the largest financial organizations in the world after passing their rigorous due diligence processes and detailed security reviews.

CFO's Love Us Too
From a cost perspective, Vestmark offers the best value available for RIAs. Compared to other providers, the Vestmark platform delivers equal or superior capability for trading, reconciliation, account maintenance, and custodial and trading connectivity at a lower total cost of ownership.

In addition, the efficiency of our platform delivers a 30-50% operational gain, often doubling the number of accounts and tasks current staff levels can execute. And with our state of the art compliance and performance reporting functionality, you'll save time and money with fewer errors and more accurate data.