Vestmark
Solutions for: Broker-Dealers
The scale, efficiency, and flexibility your firm needs. The seamless experience your advisors and clients expect.
Potential Benefits for Broker-Dealers
Run all your advisory programs today (consolidate them when you’re ready)
Eliminate costly legacy systems by running all your programs (UMA, SMA, Fund Wrap, Rep as PM... even your robo) on the VestmarkONE® platform. When you’re ready, consolidate them all onto our compelling unified managed account solution leveraging our patented UMA architecture and true sleeve-level, tax lot accounting.
Easily support hundreds of thousands of accounts
Grow without constraints and maximize operational efficiency by streamlining or completely outsourcing middle- and back-office functions. The VestmarkONE® platform's robust trading and rebalancing engine simplifies the delivery of highly-customized portfolios at scale, allowing you to expand at will.
Balance enterprise risk and advisor autonomy
Find the right middle ground between advisor autonomy and home office control. Turn the dials as needed to enforce portfolio construction, trading, compliance, and other workflow-related guidelines while providing degrees of flexibility your advisors need to succeed.
Tailor a software and services bundle that’s right for you
With highly modular software components and an a la carte menu of outsourced services, it’s easy to tailor a solution that meets your specific business goals. Vestmark has technology, size and experience to be your behind-the-scenes trading engine, a fully-outsourced middle and back office – or anything in between.
Automated Technology Offers Flexibility at Scale
Regardless of how and to whom you deliver advice, the VestmarkONE® platform is a super-charged UMA engine with sleeve level accounting, that is highly configurable to enable you to manage your business as it is today, more efficiently – whether that be a single-sleeve SMA, Funds, Rep as PM, or all sleeves managed in a single account. The VestmarkONE platform can be as simplistic or customizable as your current business needs require with the scale and flexibility to help you grow. With configuration support, that can be as prescriptive or flexible as you need, to help you find the solution that is right for your practice, Vestmark enables you to tailor portfolios that can help you deliver better investor outcomes at scale.
Tailored Outsourced Services
Focus on your strengths; outsource the rest. From model trading to a fully outsourced back office (or anything in between), Vestmark will partner with you to craft and execute the outsourced solution that's right for your Broker-Dealer organization.
Vestmark Manager Marketplace
Access a true open architecture marketplace, enabling simplicity, efficiency, and ease of access with a single-contract solution while eliminating the cost, operational due diligence, and administrative burden of maintaining your own marketplace. The Vestmark Manager Marketplace features 300 managers and 800 strategies, and with our streamlined onboarding process, can enable us to quickly add additional managers at your request.
Model Trading Service
Turnkey model implementation, management, trading, rebalancing, overlay management, and account administration. Tailor a partially- or fully-outsourced solution or let us get your home office overlay service up and running quickly.
Custom Back Office Outsourcing
Outsourcing does not have to be an all-or-nothing business decision. We offer a modular approach and a highly customizable solution. Our experienced team can help you tailor a solution across a range of operational functions including reconciliation, corporate actions, performance reporting, and account administration.
Introducing Vestmark VAST®
Vestmark VAST is an outsourced portfolio management solution delivering the power of personalized investing and individual tax management. From a consolidated dashboard, advisors construct personalized, multi-asset, tax-efficient portfolios. VAST handles administration and ongoing investment management and can provide tax management services, saving advisors time to focus on their clients. Those clients expect portfolios to be aligned with their values and investment preferences, and be designed to attain their unique goals. They also want to minimize tax liabilities and adapt their portfolio as market dynamics change, no matter the account size.
Personalized Portfolios
Enable advisors to
implement personalized tax management strategies, accommodate unique
objectives, and activate client-driven security or industry/sector screens utilizing
index-based SMAs, actively managed SMAs, ETFs, mutual funds, and individual
securities.
Focused Index Portfolios
Enable advisors to choose from an exclusive roster of index-based SMAs, developed by S&P Dow Jones Indices, to create a recommended asset allocation for each client’s portfolio. These portfolios typically have fewer holdings and lower minimum account sizes.
Innovating Wealth Technology
All statistics from Forrester Consulting’s Total Economic Impact® (TEI) of VestmarkONE® study, commissioned by Vestmark, 2022. Results are for a composite organization.
S&P Focused Indices are products of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”) and have been licensed for use by Vestmark, Inc. and its affiliates (collectively, “Vestmark”). Standard & Poor’s® and S&P® are registered trademarks of Standard & Poor’s Financial Services LLC (“S&P”); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC (“Dow Jones”); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by and Vestmark. VAST Focused Index Portfolios are not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, or their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product(s) nor do they have any liability for any errors, omissions, or interruptions of the S&P Focused Indices.