Vestmark
Solutions for: Broker-Dealers
The scale, efficiency, and flexibility your firm needs. The seamless experience your advisors and clients expect.
Potential Benefits for Broker-Dealers
Run all your advisory programs today (consolidate them when you’re ready)
Eliminate costly legacy systems by running all your programs (UMA, SMA, Fund Wrap, Rep as PM... even your robo) on the VestmarkONE® platform. By consolidating and updating siloed, legacy technology, it’s possible to create a smoother, more nimble client experience. This ultimately builds trust and loyalty, can lead to client retention, greater share of wallet, and attracting new assets over time.
Easily support hundreds of thousands of accounts
Grow without constraints and maximize operational efficiency by streamlining or completely outsourcing middle- and back-office functions. The VestmarkONE® platform's robust trading and rebalancing engine simplifies the delivery of highly-customized portfolios at scale, allowing you to expand at will.
Balance enterprise risk and advisor autonomy
Find the right middle ground between advisor autonomy and home office control. Turn the dials as needed to enforce portfolio construction, trading, compliance, and other workflow-related guidelines while providing degrees of flexibility your advisors need to succeed.
Tailor a software and services bundle that’s right for you
With highly modular software components and an a la carte menu of outsourced services, it’s easy to tailor a solution that meets your specific business goals. Vestmark has technology, size and experience to be your behind-the-scenes trading engine, a fully-outsourced middle and back office – or anything in between.
Automated Technology Offers Flexibility at Scale
Regardless of how and to whom you deliver advice, the VestmarkONE® platform is a super-charged UMA engine with sleeve level accounting, that is highly configurable to enable you to manage your business as it is today, more efficiently – whether that be a single-sleeve SMA, Funds, Rep as PM, or all sleeves managed in a single account. The VestmarkONE platform can be as simplistic or customizable as your current business needs require with the scale and flexibility to help you grow. With configuration support, that can be as prescriptive or flexible as you need, to help you find the solution that is right for your practice, Vestmark enables you to tailor portfolios that can help you deliver better investor outcomes at scale.
Tailored Outsourced Services
Managing portfolios and improving tax-management to increase alpha for your clients can be a time-consuming process with a heavy operational burden. Focus on your strengths; outsource the rest. From model trading to a fully outsourced back office (or anything in between), Vestmark will partner with you to craft and execute the outsourced solution that's right for your Broker-Dealer organization.
Vestmark Manager Marketplace
Expand investment choices for advisors and eliminate the administrative burden of maintaining an open architecture roster of strategies and managers.
Access a true open architecture supermarket of SMA managers, index-based strategies, fund and ETF strategists, enabling simplicity, efficiency, and ease of access. A single-contract solution eliminates the cost, operational due diligence, and administrative burden of maintaining your own marketplace. VMM features 180+ managers and 1000+ strategies*, and our streamlined onboarding process, enables us to quickly add managers and strategies at your request.
*As of 6/1/23
Model Trading Service
Eliminate resource constraints and operational burdens, and offload some of the risks of rebalancing and trading portfolios.
VAS offers this turnkey service designed to create immediate scale for your trading operations. There is no disruption to the financial advisor, who maintains control and overall discretion for asset allocation, manager, and investment selection—including choosing strategies from our open architecture marketplace—and changes to the client’s portfolio. Tailor a partially- or fully-outsourced solution or let us get your home office overlay service up and running quickly.
Custom Back Office Outsourcing
Offer additional services and scale to help you streamline and grow your business.
Outsourcing does not have to be an all-or-nothing business decision. We offer a modular approach and a highly customizable solution. Our experienced team can help you tailor a solution across a range of operational functions including reconciliation, corporate actions, performance reporting, and account administration.
Introducing Vestmark VAST®
An enhanced suite of personalization capabilities and services that can be deployed in a flexible way to fit your business.
Equip your advisors with tools and resources enabling them to provide a more personalized client experience, including custom tax managed portfolios aligned to clients’ unique goals and values, all while saving them time to spend with their clients and grow your business. VAST can be implemented quickly and easily, at little or no cost to your broker dealer firm.
Personalized Investing at Scale™
All statistics from Forrester Consulting’s Total Economic Impact® (TEI) of VestmarkONE® study, commissioned by Vestmark, 2022. Results are for a composite organization.
S&P Focused Indices are products of S&P Dow Jones Indices LLC or its affiliates (“SPDJI”) and have been licensed for use by Vestmark, Inc. and its affiliates (collectively, “Vestmark”). Standard & Poor’s® and S&P® are registered trademarks of Standard & Poor’s Financial Services LLC (“S&P”); Dow Jones® is a registered trademark of Dow Jones Trademark Holdings LLC (“Dow Jones”); and these trademarks have been licensed for use by SPDJI and sublicensed for certain purposes by and Vestmark. VAST Focused Index Portfolios are not sponsored, endorsed, sold or promoted by SPDJI, Dow Jones, S&P, or their respective affiliates, and none of such parties make any representation regarding the advisability of investing in such product(s) nor do they have any liability for any errors, omissions, or interruptions of the S&P Focused Indices.