Vestmark
Solutions for: Broker-Dealers
The scale, efficiency, and flexibility your firm needs. The seamless experience your advisors and clients expect.
Potential Benefits for Broker-Dealers
Run all your advisory programs today (consolidate them when you’re ready)
Eliminate costly legacy systems by running all your programs (UMA, SMA, Fund Wrap, Rep as PM... even your robo) on the VestmarkONE® platform. When you’re ready, consolidate them all onto our compelling unified managed account solution leveraging our patented UMA architecture and true sleeve-level, tax lot accounting.
Easily support hundreds of thousands of accounts
Grow without constraints and maximize operational efficiency by streamlining or completely outsourcing middle- and back-office functions. The VestmarkONE® platform's robust trading and rebalancing engine simplifies the delivery of highly-customized portfolios at scale, allowing you to expand at will.
Balance enterprise risk and advisor autonomy
Find the right middle ground between advisor autonomy and home office control. Turn the dials as needed to enforce portfolio construction, trading, compliance, and other workflow-related guidelines while providing degrees of flexibility your advisors need to succeed.
Tailor a software and services bundle that’s right for you
With highly modular software components and an a la carte menu of outsourced services, it’s easy to tailor a solution that meets your specific business goals. Vestmark has technology, size and experience to be your behind-the-scenes trading engine, a fully-outsourced middle and back office – or anything in between.
"With the VestmarkONE® platform, we eliminated 16 different legacy systems across operations, compliance, investment management and reporting – and dramatically improved productivity across our entire organization."
Automated Technology Offers Flexibility at Scale
Human, digital and hybrid... Gen Zs to UHNWIs... Brokerage or fee-based... Regardless of how and to whom you deliver advice, the VestmarkONE® platform lets you and your advisors tailor portfolios and can help you deliver better investor outcomes at scale.
Tailored Outsourced Services
Focus on your strengths; outsource the rest. From model trading to a fully outsourced back office (or anything in between), Vestmark will partner with you to craft and execute the outsourced solution that's right for your Broker-Dealer organization.
Model Trading Service
Turnkey model implementation, management, trading, rebalancing, overlay management, and account administration. Tailor a partially- or fully-outsourced solution or let us get your home office overlay service up and running quickly.
Vestmark Manager Marketplace
Introduce an open architecture, single-contract solution while eliminating the cost, operational due diligence, and administrative burden of maintaining your own marketplace. Featuring 140 managers and 650 strategies, Vestmark Manager Marketplace offers a research portal, centralized billing, and more.
Back Office Services
Outsourcing does not have to be an all-or-nothing business decision. Our experienced team can help you tailor a solution across a range of operational functions including reconciliation, corporate actions, performance reporting, and account administration.
Innovating Wealth Technology
* All statistics from Forrester Consulting’s Total Economic Impact® (TEI) of VestmarkONE® study, commissioned by Vestmark, 2022. Results are for a composite organization.