Portfolio Management & Trading
Vestmark's portfolio management and trading platform gives RIAs, aggregators, broker-dealers, and banks one suite for tax-aware trading and rebalancing, advisor dashboards, proposals, account management, risk and compliance, and reporting.
A Trusted Platform for Wealth Firms
Your firm wins clients through personalized service and strong results. Vestmark helps you scale that success efficiently, helping to fuel growth and asset opportunities.
One Platform, Many Capabilities
Build around our portfolio management technology, or streamline and centralize select operational functions
Scalable Account Growth
We already serve millions of accounts across large-scale clients—with Vestmark, your capacity to scale has no limits
Flexible Oversight
Balance risk and autonomy through workflows, rules, and compliance monitoring
Unified Advisor Dashboard
A truly unified advisor dashboard lets advisors review, plan, and take action effortlessly—wowing clients and delivering on your promise
Access to Advisory Services
Seamless access to Vestmark’s Model Marketplace, trading services, and tax transition capabilities add value for your team
Core Wealth Management Functions in One Suite
Trading & Rebalancing
Trading, rebalancing, overlay portfolio management, cash management, managing custom portfolios, options strategies, and more, all accomplished at scale in a tax-aware manner.
Advisor Dashboards
A centralized, real-time view of an advisor’s book of business across account types, trading strategies, and service models, which ties seamlessly into our trading and rebalancing.
Prospecting & Proposals
Evaluate prospects and help attract their business with risk-aligned, multi-account investment proposals-built in minutes through an intuitive, customizable interface.
Account Management
From onboarding to ongoing maintenance and reconciliation, life event changes to tax optimization, and right through to wealth transitions—the entire journey is supported.
Risk & Compliance
With a single platform handling trade and accounting and a highly configurable compliance engine, Vestmark’s platform enables proactive compliance review and data retention automatically.
Reporting
Advisors can create personalized, firm-branded reports for clients with drag-and-drop simplicity, while the back office can tap into a wealth of aggregated data for firm-level insights.
See Portfolio Management and Trading in Action
Watch how firms use Vestmark to manage trading, risk, and reporting at scale.
Advanced Features and Experience
Assemble the right solution set from our core platform and overlaid capabilities.
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Industry Leading UMAs
Unlock the power of Unified Managed Accounts with sleeve-level control, reporting, and efficient multi-asset class support
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Household Rebalancing
Gain a complete client view with the ability to manage, monitor, report, and rebalance across accounts more tax-efficiently
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Support Alternatives and Fixed Income
Serve sophisticated and higher-net worth clients with a wide array of potential investments all under one roof for efficient advisor use
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Automation for Efficiency
Automate operational workflows to save time and increase productivity for both back-office support staff and front-line advisors
A solid foundation of technology and expertise.
Vestmark is your partner in growth. We bring insights and problem-solving expertise gained from serving some of the largest wealth firms and adapt them to meet your needs.
Frequently Asked Questions (FAQ)
What is the best way to evaluate portfolio management software for RIAs?
Start by documenting your firm's requirements, such as custodians, account types, models, tax needs and reporting, then score each vendor against the same criteria: integration, usability, scalability, security and support. Demos built around your own day-to-day workflows, such as onboarding an account, rebalancing a household or running a client report, reveal more than feature lists do. Reference calls and a review of the implementation and support model help confirm how the platform performs after launch. Vestmark's platform brings trading and rebalancing, advisor dashboards, account management, risk and compliance, and reporting into one suite, and RIAs can build around its portfolio management technology or centralize select operational functions.
What does trading and rebalancing software do, and how does it differ from portfolio management software?
Trading and rebalancing software compares accounts to their target models, generates trades to correct drift or handle cash flows, applies restrictions and tax considerations, and sends orders for execution. Portfolio management software is the broader system of record for accounts, holdings, performance and reporting, and some platforms combine both functions while others connect separate systems. The practical difference is that portfolio management shows what clients own, while trading and rebalancing decides and executes what to change. Vestmark's platform covers both, with trading, rebalancing, overlay portfolio management and cash management running at scale in a tax-aware manner alongside account management and reporting.
How does tax-aware rebalancing work across multiple accounts?
Tax-aware rebalancing looks at related accounts, such as a household, together rather than one at a time, comparing combined holdings to the target allocation. It then selects which positions and tax lots to trade, using factors like cost basis, realized gains and losses, wash-sale rules and whether each account is taxable or tax-deferred. Trades are generated to move the household toward its targets while limiting unnecessary tax impact. Vestmark's household rebalancing lets firms manage, monitor, report and rebalance across accounts more tax-efficiently.
What does Vestmark's portfolio management platform do?
Vestmark's portfolio management and trading platform brings trading, rebalancing, overlay portfolio management, cash management, custom portfolios, and options strategies into one suite, handled at scale in a tax-aware manner.
Which firm types does Vestmark serve with trading and rebalancing?
Vestmark serves RIAs and aggregators as well as broker-dealers and banks, with dedicated pages for each audience.
How does Vestmark's platform support tax-aware investing?
Vestmark's platform runs trading, rebalancing, overlay portfolio management and cash management in a tax-aware manner at scale, and its household rebalancing helps firms rebalance across accounts more tax-efficiently. Firms can also add tax transition capabilities and outsourced, tax-aware investment management through Vestmark Advisory Solutions, including tax overlay and direct indexing.
For illustrative purposes only. The data displayed is not representative of an actual client portfolio.
Vestmark's artificial intelligence (“AI”) tools are employed to support certain operational and administrative functions and operate within defined system parameters and have not been designed to offer recommendations as to the value of securities or other investments or as to the advisability of investing in, purchasing, or selling securities or other investments. They do not participate in investment decision-making, portfolio construction, or securities selection. While AI technologies are intended to enhance efficiency and consistency, outputs generated by AI tools may be based on limited, pre-configured, or incorrect inputs, which could result in incomplete or inaccurate information if not properly reviewed, and are not and should not, in any instance, be construed to be providing investment recommendations.