VestmarkONE for the DOL Fiduciary Rule

Leverage Advanced Technology to Comply with the DOL Fiduciary Rule

The Department of Labor Fiduciary Rule and the resulting maze of policy, audit, and oversight requirements places new pressure on   broker dealers, investment managers, and advisors to re-evaluate their compliance practices. 

Since the regulation was announced, firms have turned to VestmarkONE to transition commission based retirement assets held in brokerage into fee-based advisory programs, fully automating key investment processes to scale compliance processes. 

VestmarkONE Highlights

  • Easy-to-use proposal generation 
  • Scalable portfolio construction, trading, and re-balancing for managed accounts in retirement plans
  • Flexible compliance engine and dynamic heat maps
  • Support for third party reconciliation 
  • Granular performance measurement analytics 
  • Customizable reporting tools

Download the VestmarkONE Brochure

Need Help?
We can help you migrate your retirement accounts from commission-based brokerage to fee-based advisory, contact us for a consultation.