Built to Advance Broker-Dealers & Banks

Vestmark helps firms find the right middle ground to ensure all workflow guidelines are met while giving advisors the flexibility they want. Firms can configure their implementation and set rules to suit their unique approach, and Vestmark's evaluation criteria call for advisor customization bounded by firm-defined limits and enforced at the system level, preventing uncontrolled variation across the advisor network.

In addition to providing software, Vestmark can handle operations and trading so firms can focus on clients. Through Vestmark's Investment Advisory solutions, firms can outsource key functions to Vestmark to benefit from its expertise and help reduce their own risk exposure, with outsourced tax management and fixed income transactions conducted via the Vestmark platform.

Vestmark's tax transition capability overlays tax-smart approaches to optimize results while retaining personalization. Existing accounts move into the program through a bulk enrollment and tax transition workflow, and a tax transition service spreads the move across an annual capital gains budget instead of requiring a disruptive sale on every account at once. VAST operates as an outsourced tax overlay service managed by Vestmark Advisory Solutions (VAS).

Vestmark's evaluation criteria call for consistent execution behavior as advisor headcount, account volume and model complexity increase simultaneously, validated by reference clients at comparable scale. They also call for consistent performance under peak load, such as firm-wide model updates and quarter-end rebalancing, and for per-account manual effort that declines over time as the platform absorbs coordination work. Vestmark's core trading and rebalancing, account management and advisor support were built for the nation's largest firms.

Vestmark's guide describes a program that applies the same tax-loss harvesting, wash sale and capital gains budget logic to every account, regardless of which advisor or branch manages it. It also describes bulk enrollment and tax transition of large numbers of accounts through one workflow rather than one advisor submission at a time, with legacy gains spread across an annual capital gains budget. Home-office reporting on tax value delivered and program adoption, and documentation of restriction enforcement and tax budget adherence for supervisory review, are part of the same description.

A model marketplace helps a home office distribute approved models, govern advisor access, and keep adoption and implementation consistent across the advisor network. Vestmark's guide describes it as helping firms define approved model lists, manage advisor entitlements, control strategy availability, and maintain home-office visibility into model usage.