Meet regulatory standards for transparency and holistically manage your fee-based and commission-based accounts
Unite your fee-based and commission-based business with integrated technology that provides you with a clear view of all of your accounts and activity. VestmarkONE® provides the transparency that your investors demand and regulators require. Not only can you better manage your accounts against investor objectives and stay within your fiduciary duties, you can also easily report on fees charged, services provided, and disclosures made without the administrative burden of managing multiple systems.
- Propose and enroll clients into an investment mix that is suitable for their risk profile
- Report on all accounts regardless of whether they are fee-based or commission-based with our intuitive report builder
- Stay in line with your fiduciary duties with our rules-based compliance engine and customizable guard rails
- Mitigate unintended consequences of trades before they happen with our robust pre-trade alerts
- Improve your operational overhead with our middle-and back-office business process outsourcing